BAUM LLC was founded by David R. Baum in 2018 as a boutique law firm.  We represent a select group of individual and institutional clients in a variety of matters across multiple practice areas.  Prior to founding the firm, David was a partner at Dentons, where he built a renowned international practice.

David is widely recognized for his work in art, music, and entertainment law, and also has extensive experience in complex commercial matters.  He has received the prestigious ranking by Chambers USA as a leading lawyer each year since 2013 and serves as the Secretary of the Cy Twombly Foundation.  David teaches at the graduate and undergraduate level, including classes and lectures at NYU School of Law, Columbia Law School, New York Law School, and Sotheby's Institute of Art.  He has also presented CLE programs for clients and institutions such as Sony Music Entertainment and The Copyright Society of the U.S.A.  David's writing on art has been published by the French academic journal Les Cahiers du Musée National D'Art Modern and he serves on the Board of the American Foundation of the Courtauld Institute of Art.  He graduated from NYU School of Law and Cornell University, College of Arts and Sciences, with honors.

SELECT REPRESENTATIVE MATTERS

* David represented the Cy Twombly Foundation in an action against two of its directors for taking improper legal and investment fees.  Following parallel actions in Delaware Chancery Court and New York Surrogates Court, David achieved the resignations of both directors.  Featured in The New York Times and other news outlets worlwide, the case is frequently cited as a leading precedent for the governance of non-profit institutions.

* David successfully represented Swiss curator Oliver Wick in two parallel actions in Switzerland and New York regarding a forged Mark Rothko painting sold by Knoedler Gallery.  As reported by The New York Times, David won a dismissal of the claims against Wick in the Swiss courts together with a judgment for Wick's legal fees, which ultimately led to a dimissal of the case in New York.  Wick is the only defendant in any of the Knoedler cases to win a dismissal and an award of attorneys fees.

* Based on an impromptu cross-examination of a witness on the stand, David won a multi-party Chapter 11 trial in California federal court over the control of Fremont General, a lender with over $800 million in NOLs and $100 million in book value.  The victory was reported in business and bankruptcy journals across the country.

* For a private client, David negotiated the $69.6 million sale of an iconic Cy Twombly "blackboard" painting.  Sold at auction through Christie's, the deal more than tripled the artist's prior record price.

* David won summary judgment for two banks against a billion dollar hedge fund that breached a contract to redeem millions of dollars in trust preferred securities (known as "TruPS").  TruPS are a recent focus of bank regulators and this was the first known decision establishing liability.  Leawood Bankshares Inc. v. Alesco Preferred Fundings X, Ltd., 823 F. Supp. 2d 244 (S.D.N.Y. 2011).

* David successfully defended Ozzy Osbourne and his record label and publisher in California federal court in a lawsuit filed by the bassist and drummer on two classic multi-platinum albums, Blizzard of Ozz and Diary of a Madman, seeking millions of dollars in royalties.  The case was dismissed on summary judgment.  Daisley v. Osbourne, et al., 78 Fed. Appx. 594 (9th Cir. 2003), cert. denied, 541 U.S. 1030 (2004).  The case was featured in a front-page Wall Street Journal article.

* In a landmark copyright case, David won summary judgment in California federal court on a claim brought against the Beastie Boys and corporate parties for a digital sample in the song "Pass the Mic" from the multi-platinum album Check Your Head.  Based on David's legal and musical analysis, the court's held that the sample was not sufficiently original to warrant protection.  The decision was affirmed by the Ninth Circuit.  Newton v. Diamond et al., 204 F. Supp. 2d 1244 (C.D. Cal. 2002), aff'd, 349 F.3d 591 (9th Cir. 2003).

* David represented Ford Models in connection with various ventures including the hit television show "Ameria's Next Top Model."

* David represented OnDeck Capital, the pioneer Fintech company, as it grew from a start up into the country's largest small business lender issuing over $6 billion in loans.

* David won an injunction in Connecticut federal court against former employees, Genworth Financial, a leading investment firm, for the misappropriation of client information.  Genworth Financial v. McMullan, 2010 WL 2428749 (D. Conn. 2010).  David also won sanctions for defendants' failure to preserve electronic information.  Genworth Financial v. McMullan, 267 F.R.D. 443 (D. Conn. 2010), often cited as important precedent regarding e-discovery obligations.

* David won dismissal of a case for Sony Records concerning recordings by the group Third World.  The decision is widely cited for the legal standard on the tolling of the statute of limitations on a copyright claim and the Copyright Act pre-emption of state law.  Cooper v. Sony Records Int'l, 2001 WL 1223492 (S.D.N.Y. Oct. 15, 2001).
 

* David brought a successful action concerning the unlawful sale by a prominent New York gallery of the painting "Girl in Mirror" by Roy Lichtenstein.  Featured in The New York Times, the Financial Times, and New York Magazine, the case is now taught as a seminal case regarding the fiduciary duties of art dealers with respect to sellers and consigments. 

* David successfully represented a collector in efforts, together with the Metropolitan Museum of Art, to recover a famous painting by Mark Tansey that was sold unlawfully by a prominent New York gallery.  As featured in The New York Times, the painting was recovered and thereafter donated in full to the museum, where it now hangs.  Metropolitan Museum of Art v. Safflane, 2012 WL 928148 (S.D.N.Y. 2012).

* David won summary judgment on behalf of Jay-Z and his production company, Marcy Projects, in New York Supreme Court on tortious interference claims asserted by R. Kelly.  The dispute arose out of the artists' "Best of Both Worlds" tour in 2004.

* David handled one of the largest gifts in art history, a dedicated room of three "Bacchus" paintings and five sculptures by Cy Twombly, to London's Tate Museum.  The Guardian dubbed it a "dazzling gift, the most valuable in decades."

* David successfully represented Carl Icahn and affiliate companies in Delaware federal court regarding CIT, a large commercial lender, and its pre-packaged bankruptcy plan involving a $4.5 billion credit facility.  

* David won summary judgment in Michigan federal court for NASCAR star driver Kasey Kahne on a breach of contract claim brought by Ford arising out of Kahne's departure to a Dodge-sponsored team.  The court declared the parties' agreement non-binding because it failed to set forth material terms.  Ford Motor Co. v. Kahne, 379 F. Supp. 857 (E.D. Mich., 2005).  The case was reported by ESPN and sports journals nationwide.

* David successfully represented Britney Spears, BMG Music Publishing, and Zomba Records in Indiana federal court, winning dismissal of a copyright infringement claim over the hit “Sometimes” from Spears' debut album Baby One More Time.  David established that the song was written by Jörgen Elofsson, who also penned Spears' hit song "You Drive Me Crazy."

* David won dismissal of an action brought by an investor against the director and producers of the film “The Education of Charlie Banks,” the winner of the “Made In New York” award at the Tribeca Film Festival.  Dismissal was granted on the grounds of forum non conveniens and lack of personal jurisdiction.

* David successfully defended the premier independent record label, Rounder Records, in an action by Napster to recover large settlements paid to a consortium of publishers that accused the peer to peer music service of exploiting hundres of musical compositions without proper licenses.  David established that Napster misrepresented the license agreements at issue.  Napster, LLC v. Rounder Records Corp., 2011 WL 240397 (S.D.N.Y. 2011).

* Other clients in the music and entertainment space have included The Beatles, Bob Dylan, Bruce Springsteen, Paul Simon, Peter Gabriel, Mariah Carey, Pink, 'NSYNC, Wyclef Jean, and the Estates of The Notorious B.I.G., Jimi Hendrix and others, as well as most major record and music publishing companies.  Clients in the movie and television industry have included Dreamworks, AETV, MTV and others.

* Other notable reported decisions on copyright include: Tisi v. Patrick, 97 F. Supp. 2d 539 (S.D.N.Y. 2000); Jorgensen v. Epic/Sony Records, 2002 WL 31119377 (S.D.N.Y. Sept. 24, 2002); Jorgensen v. Careers BMG Music Pub., 2002 WL 1492123 (S.D.N.Y. July 11, 2002); Selletti v. Mariah Carey, 194 F.R.D. 476 (2d Cir. 2000); and Dimmie v. Mariah Carey, 88 F. Supp. 2d 142 (S.D.N.Y. 2000).